SEC.gov | About
The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; …
SEC Proposes Amendments to the Small Entity Definitions for …
Jan 7, 2026 · The Securities and Exchange Commission today proposed amendments to the rules that define which registered investment companies, investment advisers, and business …
SEC.gov | Search Filings
Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
SEC.gov | Statutes and Regulations
This Act regulates the organization of companies, including mutual funds, that engage primarily in investing, reinvesting, and trading in securities, and whose own securities are offered to the …
SEC.gov | Two Robinhood Broker-Dealers to Pay $45 Million in …
Jan 13, 2025 · The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have …
SEC.gov | EDGAR Full Text Search
Search and access full text of electronic filings for Benco, LLC on SEC's EDGAR database.
IAPD - Investment Adviser Public Disclosure - Homepage
IAPD provides information on Investment Adviser firms regulated by the SEC and/or state securities regulators
SEC.gov | Exempt Offerings
Every offer and sale of securities must either be registered under the Securities Act of 1933 or rely on an available exemption from registration, most of which are listed below.
SEC.gov | Providing Security is not a “Security” – Division of ...
Mar 20, 2025 · Today, the Division of Corporation Finance clarified its view that certain proof-of-stake blockchain protocol “staking” activities are not securities transactions within the scope of …
SEC.gov | Enforcement and Litigation
While SEC investigations into possible securities law violations by firms or individuals are conducted privately to ensure they remain fair and objective, the SEC takes action publicly …