UBS FSI has agreed to pay the Financial Industry Regulatory Authority (Finra) $1.1 million to settle charges that for more than 10 years and despite multiple regulatory warnings, the Weehawken, ...
UBS has filed a lawsuit against an advisor team managing $1.4 billion in assets that recently left to create Loxahatchee Capital with support from Elevation Point. In the suit, filed Monday in the ...
UBS reports $1.7 billion Q1 profit, beating estimates U.S. tariffs raise global growth fears, cloud UBS outlook UBS continues Credit Suisse integration, achieves $8.4 billion cost savings April 30 ...
Swiss bank UBS settled the last of the lingering cases brought by the Department of Justice against large financial institutions after the global financial crisis. UBS agreed to pay $1.4 billion in ...
The Golden State Wealth Management has left UBS for LPL Financial in Merced, California. UBS advisors keep heading to the exits following the firm's recent compensation changes, with a prominent team ...
UBS is buying robo-advisor Wealthfront for $1.4 billion, the companies announced Wednesday. Like other banks, UBS is looking for ways to capture younger generations' wealth. Wealthfront helped pioneer ...
CHICAGO--(BUSINESS WIRE)--UBS Private Wealth Management today announced that a four-person advisor team, McColl, Hunt & Nassar Wealth Management Group, has joined the firm in Chicago, Illinois. The ...
UBS is ramping up its U.S. wealth management business in a $1.4 billion bid for Wealthfront, a robo advisor with a focus on young investors. Wealthfront boasts more than $27 billion in assets under ...
UBS Group AG UBS1.45%increase; green up pointing triangle is buying online wealth adviser Wealthfront for $1.4 billion to reach the young rich and manage more money for people through their devices, ...
UBS Group AGUBS-1.93%decrease; red down pointing triangle said it would weather tougher banking conditions by tightening up the focus of its investment bank and charging large clients for deposits, as ...
ZURICH (Reuters) - UBS , the world's biggest private bank, is spending around 1 billion Swiss francs (0.82 billion pounds) to standardize the IT platform across its flagship wealth management business ...
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