Banks and other institutions are eager to make use of the technology to lighten their burden, but they should be careful in ...

Open-weight LLMs can unlock significant strategic advantages, delivering customization and independence in an increasingly AI ...

Amid the increased unpredictability of economic policies affecting the business landscape, the recent optimism about regulatory reforms and deregulation, expected to bring relief from the burden of ...

This blog explores the strategic importance of Target Operating Models (TOMs) in regulatory compliance and transformational change. Many people are aware that financial institutions are currently ...

FINRA's rules are intended to be technologically neutral. They apply when companies use GenAI or similar technologies in ...

State securities regulators have approved amendments to their model rule for broker/dealer conduct in order to match the federal standards in the SEC’s Regulation Best Interest, according to the North ...

Model N has made further enhancements to 340B Vigilance, one of the company’s key products for pharma manufacturers to manage 340B rebates and compliance. New 340B Vigilance enhancements simplify ...

Regulatory violations could lead to hefty fines, bad press, lawsuits and government action while also threatening customer trust. The Trump administration is pushing for aggressive deregulation, but ...

The typical narrative is that as time passes, digital regulation becomes more stringent. Accountability becomes a greater requirement as technology continues to advance and occupy a more meaningful ...

Regnology, a leading provider in regulatory, risk, tax, and finance reporting, as well as supervisory technology, today announced it has signed an exclusive agreement for the acquisition of Moody’s ...

The North American Securities Administrators Association (NASAA) has approved amendments to the group’s model conduct rules built around the SEC's Regulation Best Interest, according to NASAA ...